-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvLYZ0FdzBZ7vMohFIGXTBw0RXSr0zPTgsDwdUGVrtOzBlEcVlNees5blQdDbe3S I5l6SDot5G2Yff+X1RV2lg== 0001021408-02-002066.txt : 20020414 0001021408-02-002066.hdr.sgml : 20020414 ACCESSION NUMBER: 0001021408-02-002066 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROSEMI CORP CENTRAL INDEX KEY: 0000310568 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952110371 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20930 FILM NUMBER: 02541003 BUSINESS ADDRESS: STREET 1: 2381 MORSE AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 7149798220 FORMER COMPANY: FORMER CONFORMED NAME: MICROSEMICONDUCTOR CORP DATE OF NAME CHANGE: 19830323 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FREY PHILIP JR CENTRAL INDEX KEY: 0000940570 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2830 S FAIRVIEW STREET CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7149728220 MAIL ADDRESS: STREET 1: 100 NORTH BROADWAY STREET 2: 2830 S FAIRVIEW STREET CITY: SANTA ANA STATE: CA ZIP: 92704 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 13 TO SC13G FOR PHILIP FREY, JR. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Microsemi Corporation ----------------------------- (Name of Issuer) Common Stock, par value $.20 per share ------------------------------------------------- (Title of Class of Securities) 940 570 --------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Philip Frey, Jr. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 1,963,796 (includes 166,200 shares issuable upon conversion SHARES of convertible securities or option exercises within 60 days) ----------------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 OWNED BY 0 ----------------------------------------------------------------- SOLE DISPOSITIVE POWER EACH 7 1,963,796 (includes 166,200 shares issuable upon conversion REPORTING of convertible securities or option exercises within 60 days) PERSON ----------------------------------------------------------------- SHARED DISPOSITIVE POWER 8 WITH 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,963,796 (includes 166,200 shares issuable upon conversion of convertible securities or option exercises within 60 days) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 Pages Item 1(a) Name of Issuer: - --------------------------------------- MICROSEMI CORPORATION Item 1(b) Address of Issuer's Principal Executive Offices: - -------------------------------------------------------------- 2830 South Fairview Street Santa Ana, CA 92704 Mailing address: P.O. Box 26890 Santa Ana, CA 92799-6890 Item 2(a) Name of Person Filing: - ------------------------------------ Philip Frey, Jr. Item 2(b) Address of Principal Business Office or, if none, Residence: - ------------------------------------------------------------------------- 2830 South Fairview Street Santa Ana, CA 92704 Item 2(c) Citizenship: - ------------------------ United States Item 2(d) Title of Class of Securities: - ----------------------------------------- (i) Common Stock, $.20 par value Item 2(e) CUSIP Number: - ------------------------- (i) 940-570 Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: - ------------------------------------------------------------------------- (a) [___] Broker or Dealer registered under Section 15 of the Act (b) [___] Bank as defined in section 3(a)(6) of the Act (c) [___] Insurance Company as defined in section 3(a)(9) of the Act (d) [___] Investment Company registered under section 8 of the Investment Company Act (e) [___] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [___] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund: see Section 240.13d-1(b)(1)(ii)(F) (g) [___] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [___] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Page 3 of 4 Pages Item 4 Ownership: - ---------------- (a) Amount Beneficially owned: 1,963,796 (b) Percent of Class: 6.9% (c) Number of shares as to which such corporation has: (i) sole power to vote or to direct the vote: 1,963,796 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 1,963,796 (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class: - --------------------------------------------------- Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another: - --------------------------------------------------------------- Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: - -------------------------------------------------------- Not Applicable Item 8 Identification and Classification of Members of the Group: - ---------------------------------------------------------------- Not Applicable Item 9 Notice of Dissolution of Group: - ------------------------------------- Not Applicable Item 10 Certification: - --------------------- Not Applicable Signature: - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 2002 - --------------------------------- Date /s/ Philip Frey, Jr. - --------------------------------- Signature Philip Frey, Jr., Individually - --------------------------------- Name/Title Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----